The Indian Ocean and the Pacific War :
Why the Axis could not establish a Joint Strategy
Preface
During World War Two, the attitude adopted by the Axis powers
towards the Indian Ocean may have had a significant impact on the progress
of the war. The Indian Ocean strategy was the only strategy whereby the
Axis might have obtained victory. The Indian Ocean was the only area where
navies of the Tripartite Pact countries might cooperate with similar objective
against the same enemy. Furthermore, the Indian Ocean was the only possible
route for exchanges of war materials and military technologies among the
Axis powers. But this route was not effectively used, primarily because
of mutual egotism, mutual distrust and mutual fantasies of victory. I would
like to discuss the background and some of the reasons why the Axis powers
were unable to establish a common goal and strategy in that region.
Advance to the South:Attack on Singapore
On the 1st of August 1940, as a purely personal opinion,
German naval attache Captain (Admiral Wenneker in 1944) suggested to Captain
Kojima Hideo, the Chief of Staff of the Naval General Staff, that “If
Japan went into action against Hong Kong or Singapore, this step would
undoubtedly be very much welcomed by the German side". Then on the
15th of August, he also hinted to Shiratori Toshio (Former Ambassador in
Rome) that an immediate Japanese occupation of French Indochina and the
Dutch East Indies “would have been very much appreciated by Germany”.
1 Then on the 22nd of November, Admiral Wenneker recommended the Japanese
entry into the war and the seizure of Singapore. The Chief of the Navy
Staff Admiral Ott Schniewind said that“The first and most important objective
is the defeat of Britain. Any means towards that end is justified and so
any assistance toward it is welcome. A Japanese entry into the war would,
in my mind, represents a very considerable step in this direction. ……However,
the disadvantage that this would create would not be as significant as
the participation of Japan that would be a similar advantage. In particular,
the disadvantage would not be so enormous for us, as America is to all
intents and purposes already at war with us. And undoubtedly the main burden
of this would fall on Japan. I therefore take the point of view that no
means should be left untried to provoke the Japanese to move over to the
offensive” 2. To this recommendation and in context of worse war situations
in the defeat of Italy and of the loss of the sea control in the Mediterranean
Sea, German invited Japan to attack Singapore. The Commander of the Navy
reported to the Fuehrer, on the 27th of December 1940, that the seizure
of Singapore would represent a major loss of prestige for Britain in the
whole Indian, East Asian and Australian areas, as well as in the U.S.A
and that the constant threat of its seizure would provide an easing in
the naval warfare situation and in the strategic position in the Mediterranean
and the Atlantic, and would tie down British forces.3
Meanwhile, on the 23rd of February, in the diplomatic field,
at the first conversation between Ambassador Oshima and Reich Foreign Minister
Joachim von Ribbentrop, the latter “declared that Ambassador Hiroshi Oshima
had been justified as against the numerous skeptics in Japan with respect
to the policy which he had pursued with Germany. By the victory of Germany
in the West this policy had been completely uphold. ≫ Japan's cooperation
was important for achieving the goal.4 Furthermore, the telegram which
asked “to work with all the means at your command to the end that Japan
should take possession of Singapore by surprise as soon as possible” was
transmitted on the 27th of February. 5 According to these inquiries, Ambassador
Ott visited the Chief of the General Staff, General Sugiyama Hajime, and
also the Vice Chief of the Naval General Staff, Admiral Kondo on the 5th
of March, just two days before Foreign Minister Matsuoka's departure for
Germany, and stated that the preparations of the landing operation against
Britain were already completed, and the problem is only determination of
the Fuehrer……..on this decisive point, Japan could keep her Great East
Asia Co-prosperity Sphere 6 To this statements, Admiral Wenneker “let
it be known to Kondo that everything depended on the need to defeat Britain
as swiftly as possible. Only the prospect of an imminent British capitulation
would induce America to give up its present support and shrink back from
involvement in the war. There was absolutely no question that Britain's
resistance would collapse more rapidly with the participation of Japan
than without it. Japan now has an opportunity to realize its goals that
would not recur in 50 or 100 years. 7 According to the famous spy Richard
Sorge's questioning papers, he replied that the Embassy of Germany in Tokyo,
conducted an exercise of seizure of Singapore in the Embassy, directed
by Ambassador Ott, Naval Attache Admiral Wenneker, Army Attache Captain
Alfred Kretschmer, Air Attache Colonel Wolfgang von Gronau, and using this
conclusion and result, they persuade Japanese side. But the Japanese were
not moved and they were received only with Japanese smiles.8
Also, the military attaches and the political and economic
experts in the Embassy undertook a study of the possibilities for and effects
of Japan's involvement in the final stage of the war against Great Britain
that basically coincides with the findings of our own assessment of Japan,
and recommended that in the course of the visit of Matsuoka, it was desirable
for reference to be made to operation“Barbarossa" currently under
preparation.9 Concerning Matsuoka's visit to Berlin, the most important
topic was naturally the time of Japan's entry into the war against England.
In order to expedite this decision, Germany tried to plan flamboyant welcome
to him and keep him as a German sympathizer and as a supporter for a Japanese
participation in the German-Russian war on German side.10
While Matsuoka's intention was to join hands with Russia,
believing Heinrich Stahmer's statement that Germany would do everything
within her power to promote a friendly understanding and would act at any
time to offer good offices to promote Japanese-Russian relations. Matsuoka
believed this word and wanted to mediate the trouble between Japan and
Russia, then to establish friendly relations with Russia against America
using this Four Power Treaty with Russia. From the first meeting, on the
27th of March to the 4th of April, between Matsuoka, Hitler and the Reich
Foreign Minister, Ribbentrop, both stated to Matsuoka that it would actually
be very advantageous if Japan would decide as soon as possible to take
an active part in the war upon England. Germany believed, for instance,
that a quick attack upon Singapore would be a very decisive factor in the
speedy overthrow of England. Reich Foreign Minister believed that from
there it would be possible to work much more closely with Japan in naval
and other matters. It was also certain that the capture of Singapore would
be a very serious blow to England. This was of great importance, particularly
in view of the rather bad morale already prevailing in the British Empire.11
During the conversation with the Fuehrer, Matsuoka agreed and said that
the person who would like to capture the tiger cub should prepare to go
into the den and take it away from its mother. It was regrettable that
Japan had not yet eliminated those elements and that some of these peoples
were even occupying influential positions. Japan would take action, and
in a decisive form, if it had the feeling that otherwise it would lose
a chance which could only occur once in a thousand years ; and in fact
Japan would act without consideration of the state of its preparations,
since there was always some people who claimed that preparations were insufficient.
Matsuoka had also made this point with the two princes. The hesitant politicians
in Japan would always delay and act partly from pro-British or pro-American
attitude. Japan should first attack Singapore and bring to an end the British
influence in that area and should then join the Tripartite Pact. The Japanese
attack was only a question of time. Accordingly to his idea the attack
should come as soon as possible. Unfortunately he did not control Japan,
but had to bring those who were in control around to his point of view.
He would certainly be successful someday. But at the present moment he
could make no pledge on behalf of the Japanese Empire that it would take
action12.
Then at the third meeting, Matsuoka pointed out in this
connection that he was doing everything to smooth the British with regard
to Singapore. He was acting as if Japan had no designs whatsoever on this
key point of England in the East. It might therefore be shown that in his
words and acts he would assume a friendly manner towards the English. But
Germany should not miss it. He was assuming that manner not only in order
to smooth the British, but also to mislead the pro-British and pro-American
elements in Japan, until he should suddenly attack Singapore one day. Matsuoka
was here following the words of a famous Japanese politician addressed
to the Japanese Navy at the outbreak of the Russo-Japanese war;“Open fire,
and the nation will then be united".13
At the conference on the 4th of April with Hitler, Matsuoka replied that on his return trip he would admit to the Emperor, to the Prime Minister, and to the Navy and War Ministers, if they asked, that the matter of Singapore had been discussed. He would, however, declare that this had been done only in a hypothetical way. In addition, Matsuoka expressly requested that nothing should be cabled on the subject of Singapore, because he feared that by use of telegrams something might slip out. In case of necessity, he would send a courier. Returning to Japan, Matsuoka concluded at Moscow the Russian-Japanese Neutrality Pact. This Pact was not anticipated by Germany. However Germany evaluated about this agreement that Moscow should of course believe that Berlin had from behind the stage sponsored this pact. Also, the way was now much more open for a Japanese drive southward14.
Barbarossa and Attack to the North
In the night of the 22nd of June, Matsuoka was informed
by Ambassador Eugen Ott that the war with the Soviet Union had broken out,
then Matsuoka called on the Emperor Hirohito and reported that now Japan
should restrain advance south and advance north in order to cooperate with
the Germans.15 And, at the Liaison Conference of the 27th of June, Matsuoka
insisted strongly on the fact that this war would finish soon, and that
the German-British war would also finish until this Autumn or at latest
within this year. Japan should not be so hesitant.16
After having received this Ribbentrop's message, Matsuoka insisted, on
the 30th of June, at the Liaison
Conference, to follow the German request for attacking
the Soviet Union. He said : “We should participate to this war. We should
stop the advance to South. We must advance North. I have been insisted
on the advance to South before, but I now change my opinion to North. Heroes
often change their intention”. Due to Matsuoka's strong opinion and also
other different opinions, Liaison Conference continued on the 25th, 26th,
27th, 28th, 30th and the 1st of July, except Sunday, without getting conclusion.
And finally on the 2nd of July, “The National Policy of Situation changed”
which said that, though Japanese National policy were based on Tripartite
Pact, Japan would not participate at the German-Soviet war and prepare
for war against the Soviet Union secretly and if German-Soviet war proceeded
favorably for Japan, Japan would solve the Northern problem. This views
were approved by the Emperor.17 On the Gozenkaigi (Report for the Emperor),
again Matsuoka insisted on attacking the Soviet Union. About such a Matsuoka's
behavior, after the Gozenkaigi, Emperor Hirohito asked Prime Minister Konoe
why Matsuoka's opinion was neglecting the treaty of mutual neutrality.
He didn’t wish to have such a Foreign Minister and asked Konoe to change
Matsuoka. but Konoe didn't obey the Emperor's intention and he gave up
his cabinet.18
While from Germany, again on the 1st of July, a message
from Ribbentrop to Matsuoka was transmitted, and on the 5th and the 17th,
Ribbentrop directed Ott that Japan should participate to the war, and blamed
Matsuoka's talk in Berlin when he said that, though it existed a Neutrality
Pact with the Soviet Union, Japan would attack the Soviet Union, in case
that Germany should begin war with the Soviet Union and ask Japan to participate
to the war. 19 By this directives ambassador Ott visited not only Matsuoka,
but also Chief of General Staff of Army, General Sugiyama, and explained
the present situation of European war, and recommended participation to
the war. Also Germany Embassy members were moving quick to make a false
information in order to induce Japan to the war with the Soviet Union.
Army attache colonel Kretschmer informed Army General Headquarters that
many troops were sent from the eastern front to the western front, and
that, among the prisoners of the Soviet Army, there were many soldiers
from the Eastern division. Assistant Air Attache Lt colonel Nehmitz was
asked by Ambassador Ott to write a paper saying that only 50 new airplanes
were deployed in the Far East region, then Ott handed over this false information
to Matsuoka.20
As Army was overestimated the German military power,
there were positive Southern Advance Groups, represented by Colonel Sato
Kenzo, the chief of Staff of Army Affairs in the Army Ministry, who saw
in this the chance that the Soviet threat would be reduced, so that Japan
could afford to advance to the South. The Northern Advance Group, represented
by the Chief of the First (Operation) Division of the Army General Staff,
General Tanaka Shinichi insisted that Japan should find a destined reason
and should now attack the Soviet Union. But the section of the War Guidance
Section in General Headquarters insisted on not moving immediately, but
getting ready and re-enforcing the armament first and waiting for a more
favorable chance to come. Opinion was divided into three different groups,
the first group insisted on holding defensive stance in the north and advance
in the south, the second group insisted on keeping defense in the south
and advance in the north, the third group insisted on waiting for a more
favorable situation and then deciding either to move north or south.
Because of these divided opinions, conferences between
Army Ministry and Army General Staff were continued from morning until
night on the 23th and the 24th of June. 21 But in this change of situation,
the Army began Kan Tokuen (Kwantung Army's Mobilization Exercise) aiming
to the attack against the Soviet Union in September, if the Soviet Army
was removed to the European front. 12 divisions of Manchuria and 2 divisions
of Korean Army were participating to this exercise. The Mobilization exercise
started on the 7th of July, 2nd mobilization began on the 16th, and it
continued until the middle of August. By this exercise 800.000 troops,
140.000 horses and 600 aircrafts were removed to Manchuria. 22 But, in
the Army “North Advance” fever was quickly dismissed by American stoppage
of capital and oil to Japan. The amount volume of food and ammunition moved
to Manchuria by this exercise was a great quantity, and it was said that
hereafter those ammunition were removed to the Pacific front, but half
of these supplied materials was still remaining in August 1945, when the
Soviet Army intruded Manchuria.23
Meanwhile the Japanese Navy assessed this German request
and No.7 Section of the Naval General Staff made a report named “German-Soviet
War and International Situation and Policy which Navy should take for this
Situation”. By this report, world was divided into two distinctly by this
war, and the relations between Britain, America, China and the Soviet Union
would become more tightly. Their movement would become more cooperatively
in the military field. So Japan should prepare for any situation to meet
our armament, keeping neutrality and should not enter the war. Japan should
keep the neutrality pact rigidly, though keeping the friendly relations
with Germany.24
Then, on the 26th of June, the Chief of Naval Affairs
of the Navy Ministry transmitted a telegram to all the naval commanders,
chiefs of the whole organization and attaches, ordering them not to misjudge
the general situation of the world but to keep a considerably cool attitude
for this war.25 And also to the Army, as Navy was anxious about Army northern
advance, as judging Army General Staff Sugiyama and Army Minister Tojo
could't control Army itself, and Army was going to guide Japan into the
War. So on the 12th of August, the Vice Chief of the Naval General Staff
sent the message saying that navy could’nt be ready for Northern advance
until the end of August. Mobilization exercise should be held more secretly
and more cautiously.26
After Japanese Participation of the War:Germany’s Difference Requests
On the 12th of December 1941, in Tokyo, at a reception
celebrating German and Italian participation to the war against America,
the Chief of Japanese Imperial Naval staff, Admiral Osami Nagano, asked
the German naval attache, Rear Admiral Paul Wenneker, if Germany could
hold to passive operation against the Soviet Union and change to concentrating
its effort on the Suez area.27 Meanwhile in Berlin, on the 17th of December,
the Japanese naval delegation was invited to the German Naval General Headquarters
(OKM). At this meeting, Admiral Kurt Fricke, the Chief of the German Naval
Staff, explained that neither a landing operation against Britain, which
Japan had expected to be very difficult, nor the air raids could subdue
Britain. The only hopeful operation to subdue Britain would be a blockade
by submarines.
After these first meetings, and until the end of the war,
the German navy urged the Imperial Navy to adopt a defensive stance in
the Pacific against the American navy and to take an offensive position
against the British in the western Indian Ocean. Meanwhile, Vice Admiral
Naokuni Nomura, the Chief of the Tripartite Naval Commission in Berlin,
emphasized the necessity for a simultaneous attack on the Middle East,
with Germany and Italy coming from the Mediterranean and the Caucasus,
then Japan advancing from the Indian Ocean. Both offensives had to coincide,
otherwise any drive by the Japanese navy into the Arabian Sea and the Indian
Ocean would fail. This illustrated how the Germans and Japanese always
followed different courses in their discussions. 28
In early 1942, after Japan accomplished complete success
in the initial strategic objectives of the “First Stage Operation” of
the war - the occupation of the South East areas, the Imperial Army was
again fancying Germany victory. By this dream, army insisted on a defensive
strategy and withdrew forces from the Pacific theater to reinforce the
Kwantung Army in order to attack the Soviet Union. Thus, in early June
1942, the Kwantung Army became the most powerful military force of any
time during the Pacific War, totaling sixteen Infantry divisions, two tank
divisions (after September), one cavalier division, 650,000 personnel,
675 tanks and 750 aircrafts.29
These splits in the strategy were a result of a mutual
fascination between Germany and Japan. The different goals of the two countries
dated back to before the war. Until immediately before the outbreak of
the Pacific War, the war planners of the Japanese Imperial General Headquarters
(JIGH) and the Japanese Naval General Staff (JNGS) believed that Japan
could not successfully fight a protracted war with the United States because
of the wide differences in military strength, resources and production
capabilities between the two countries. Japan, and the army in particular,
strongly counted on Germany and Italy being ultimately victorious in Europe.
Japan had a lingering dream that the German army would gain victory on
the Soviet Union, that a landing operation on Britain would be conducted,
and that Britain would surrender. Then discouraged America would apply
to peace offers.30 However, on the 5th of December, the German army was
defeated in Stalingrad.
There was not any real political or military common objectives
between both countries. Each partner tried to use the other in order to
support its own political and military objectives. The German army counted
on the Japanese Kwantung Army attacking the Soviet army on the Siberian
front. But the Japanese army refused throughout the War to attack Russia
or to provoke the Soviet Union into hostility. The Japanese navy also did
not interrupt war supplies shipments from the United States to the Soviet
Union by way of Siberia. The German navy counted on the Japanese navy,
at first to function as a deterrent against the United States Navy, then
the British navy. It had requested the seizure of Singapore repeatedly
before the war.31 But after German-American relations became strained,
Germany counted on the Japanese navy as a counter-balance against the United
States Navy. But, for the Japanese navy, there were no expectations on
the German navy. Furthermore, the Tripartite Pact introduced two enemies,
the United States Navy in the Pacific and the British navy in the Indian
Ocean. Moreover, Hitler over-estimated the Japanese navy especially after
the Pearl Harbor attack. By these mutual over-estimations and fascinations,
a confrontation of national-interest would have arisen after the victory.
And also, there was the split of strategy between Germany and Japan, there
was also a split between the Imperial Army and Navy. Traditionally, in
the Japanese navy, there was a pro-British feeling as it was trained by
English instructors, while in army there was pro-German sentiment as it
was trained by German instructors. To adjust and to negotiate a joint strategy,
Japan sent two missions, one by the Transsiberian Railway in March 1943,
another by airplane. At 08:10, on the 7th of July 1943, a long ranged twin
engines civil experimental plane called A-26 (Ki-77) took off from Tengar
airfield in Singapore, heading for Berlin via Rangoon and Creta Island.
But there were no further information after take off.32
Split of the Strategy in the Japanese Navy and Army
In early February 1942 relating to the second stage
operation, the Navy insisted on, after the advantages gained in the early
successes, conducting more offensive operations, against the United States
Fleet. The Combined Fleet was especially aggressive. It even planned to
conquer Hawai, which, would force the American fleet into the much desired
decisive battle. But when it became apparent that this project could not
be carried out because of poor air power unable to destroy the American
land-based air power, it concluded it would advance toward the west. It
drew up a plan to destroy the British Eastern Fleet and occupy Ceylon.
It wished to establish contact with the European Axis in the Middle East.
The Combined Fleet conducted wargames of this operation from the 20th to
the 22nd of February 1942. But this far-reaching plan was not approved
because of the army's objection. The Army opposed such an operation because
it would run risk of diminishing Japan's readiness against the Soviet Union
in Manchuria and weakening war effort in China. 33 As the Imperial Army
was fancying German victory and still holding to the hope of invading one
day the Soviet Union, the army refused the westward operation as it could
not provide necessary troops for this operation. Thus, the positive Indian
Ocean operations became a limited one. The occupation of the Nicobar and
the Andaman Islands was ordered on the 4th of February. Finally on the
7th of March, 1942, a limited offensive to seize the Samoa Islands, the
Fiji islands, and New Caledonia, in addition to the operation previously
decided upon to seize Port Moresby, was agreed between army and navy. 34
Meanwhile, Admiral Isoroku Yamamoto, Commander of the
Combined Fleet, had already ordered to Admiral Chuichi Nagumo to attack
Port Darwin and Ceylon in order to destroy the British airpower and the
British Eastern Fleet. By this operation, the Nagumo carrier group (five
large carriers, four fast battleships and two heavy cruisers) attacked
Port Darwin on the 9th of February, Colombo on the 5th of April and Trincomalee
on the 9th of April. By these operations, the Nagumo carriers force sunk
one old carrier, two heavy cruisers and several escort ships, and pushed
British Eastern Fleet to East Africa.These Japanese offensive operation
gave the German naval staff reported to Hitler “golden opportunity” and
on the 13th of February, “the German naval staff will be in Japanese hands
within a few weeks......Japan plans to protect this front in the Indian
Ocean by capturing the key position of Ceylon, and she also plans to gain
control of the sea in that area by mean of superior naval forces.” 35
The Doolittle's (James Doolittle) surprise raid on the
homeland on the 18th of April 1942 brought a disaster to the Japanese navy.
Admiral Yamamoto suddenly planned the Midway operation and he lost four
carriers. In May 1942, the favorable actions of the German army in North
Africa placed the British Near Eastern Army in an extremely critical situation,
by this changes of the situation, the Ceylon operation was discussed hotly
in Tokyo. The Army General Staff interpreted this German advance as a new
possibility to realize the dream of uniting the Axis through the Indian
area. Debates over a landing on Ceylon were reviewed from the end of May
to the beginning of June 1942. The Army General Staff ordered to the No.38
and No.48 divisions to begin training of landing operation. 36 The Navy
General Staff also agreed. However, the Combined Fleet was now suffering
from a shortage of airpowers and battle-ready ships, having lost four carriers
in the Battle of Midway. By this reason, only surface ships and land airplanes
were ordered to carry out offensive operations in the Bay of Bengal. Thus,
two heavy cruisers, one light cruiser and twelve destroyers were added
under the command of the First Southern Expeditionary Fleet and formed
up in late July at Mergui, on the west coast of the Malaya Peninsula. But
this offensive operation was cancelled by the American landing on Guadalcanal.
Thus, a series of events from Doolittle's air raid and the American landing
operation on Guadalcanal had caused abandonment of offensive operations
in the Indian Ocean.
Meanwhile in July 1942, as the Japanese army estimated
the German army's advance to the Middle East would not be realized in for
a while, the Japanese army changed its strategic goal from defeating Britain
to defeating China. On the 8th of July 1942, the Army General Staff ordered
preparations for the offensive operation in South-West China. Though this
operation was cut down scales by opposition of the navy, but conducted
from the 1st of April 1944. For this operations in China, the army deployed
seven divisions, 500,000 personnel, 100,000 horses, 1500 guns in the southern
China to seize strongholds where it was expected that American strategic
bombers would be based to attack Japan.37 Thus, when the American full
scale offensive began, the Japanese army was fighting in China and in the
Pacific theater halfheartedly, army only had eleven divisions in the Pacific
and Indian theaters.
The Axis Indian Strategy
Japanese leaders understood the weakness of Britain's position in India but, as it was beyond Japanese capability to take direct military measures against India, there was no concrete plan concerning India before the war. The planners at the General Headquarters hoped that, through the Burma occupation, the Indian cooperation with the British would disrupt. An anti-British movement could be activated by propaganda, and the Indian people would rise up against British rule. On this understanding, at the Liaison Conference (conference between the General Headquarters and the government) in February 1942, the conference merely adopted the political and propaganda aspects of granting independence to Burma and India in the“Adjusted War Plan(Outline of National Policies in View of the Changing Situation)”. 38 On the 13th of April 1942, after the apparent failure of the Cripps mission to India, Foreign Minister Shigenobu Togo urged the Ambassador Ott to make at once a joint declaration of independence of India and Muslim countries. However, because of the Fuehrer's racial prejudice and his anticipation of a British-German compromise peace, the Fuehrer did not want to create a disturbance in India. He ignored the Japanese proposal, and Berlin's answer was cautious and passive, stipulating only that, “A Japanese declaration regarding Indian independence should be coordinated with respect to content as well as time.” 39
Hitler saw the Indian organization called “Fighters
for Indian Freedom” as nothing but one of the “Asiatic Yellow Peril”
; and, because of the racial dogma of National Socialism, he would not
wish to replace the British presence in India by Japanese rule. He considered
that the joint declaration would help to establish there the supremacy
of the “yellow man”, i.e. the supremacy of the Japanese. Milan Hauner,
the author of “India in Axis Strategy” complained that Hitler and his
lieutenants could not understand the importance that race and the anti-colonial
struggle could have in their propaganda campaigns. If the joint strategy
had been applied to India, the war might have taken a different course,
not only in India, but also in the Islamic world. 40 But these racial problems
were prevailing among Germany, not only for Indian, but also for Japanese.
To this tendency the German Minister of Home Affairs issued on the 5th
of June 1942 a confidential instruction to prohibit the use of “Yellow
Peril” arguments for Japanese.41
When the Japanese offensive began, the National Congress
Party in India led by Mohandas K. Gandhi, passed a resolution calling for
British forces to evacuate India. Since the British would not comply, “passive
resistance” arose all over India. Then, the fall of Singapore rendered
55,000 Indian soldiers captive to Japan. They should have been immediately
transferred into freedom fighters and incorporated into an Indian National
Army under command of the Indian revolutionary organization. But, Japanese
did not use Indian prisoners of war at the first stage because Japan was
fascinated with its victory. Among the Japanese military and political
leaders there arose an ambition to extend the scope of “The Greater East
Asian Co-prosperity Sphere” to include India. Therefore, the Japanese
army did not want the Indian National Army to be responsible for the liberation
of India. Japan only recognized it as useful auxiliary units which were
only good for propaganda purpose.42
In Berlin, on the 22nd of February 1942, the Indian nationalist
Chandra Bose declared that Japan would cooperate in the Indian liberation
movement. He added that he wished to go to Japan in order to ask for independence
of India under Japanese assistance. However, the Japanese response was
cool, in part because another Indian organization existed in Thailand and
because another Indian independence activist, Rash Behari Bose, had been
living in Japan under the Japanese protection since 1918. So, despite of
Chandra Bose's strong wish, his hope was not realized until early 1943.
Early in February 1943, Chandra Bose departed from Europe by U-boat U-180, heading to the east. On the 29th of April, in the Indian Ocean near Madagascar, he was transferred to the Japanese submarine I-29 and taken to Tokyo. He immediately organized the Indian National Army in July, established the Free India government in Singapore on the 21st of October, declaring war on both the United States and Britain. But it was too late. By that time, the Axis had already lost the strategic initiative. However, the Japanese submarines delivered to India thirty-two members of the Indian National Army who had been in training at the Sandicraft School as agents of Japan. Three trips were tried from December 1943 to March 1944. All but the first contingent of these parties were arrested, after decoding of their communications. 43
Difference in Naval Strategies ? The use of Submarines
It is said that one of the greatest failures of the
Imperial Navy was the way they used submarines in the Pacific War. After
the Battle of Midway, the submarine operations were the only effective
operations in the Indian Ocean. Admiral Karl Doenitz, the head of the German
submarine forces, and Vice Admiral Kurt Fricke explained and emphasized
to Admiral Nomura that the operational focal point was Egypt, and that
the Axis should attack before the Allies were ready. They repeatedly requested
the deployment of the Japanese naval forces to coincide with German and
Italian advance into Egypt and asked to change its target from heavy protected
combatants to merchant ships. 44 However, the Japanese continued to view
the capital ships of the United States Navy as their main opposition, and
would not turn away from its traditional maritime strategy. Inspite of
the strong protection offered by submarines and the strong German requests,
the Japanese navy closed its eyes to the nature of total war and remained
caught in the idea of the “decisive battle” and repeatedly sought to
exploit its super power to bring about such a battle. The value of interrupting
the ocean supply lines of the enemy was not recognized. Thus, after the
American landing on Guadalcanal, most submarines were withdrawn from the
Indian Ocean to intercept well protected American carriers and landing
forces. But after the retreat from Guadalcanal, the Japanese Navy changed
the use of submarine, and it formed No.8 Submarine Flotilla at Penang and
began attacking merchant ships. But as the Pacific defense pulled back
towards the homeland, these submarines were gradually re-deployed to the
Pacific theater and all the submarines were frantically thrown into local
areas such as the Philippine Sea, the Leyte Gulf, Iwo Jima, and Okinawa,
attacking well-protected assault forces regardless of the losses.
The Japanese navy deployed 187 submarines during the Pacific
war and lost 128 submarines, but 88 submarines were lost in above limited
combat areas against well protected combatants. In the Indian Ocean, the
Japanese navy deployed 38 submarines by 105 sorties, sunk 118 merchant
ships of 6.000.057 tons and damaged 15 ships of 9.5754 tons, only losing
4 submarines from the beginning of the war to the end, more precisely until
the 20th of February 1944, when No. 8 Submarine Flotilla was disbanded.
In contrast, in the Pacific, the Japanese submarines could sink only 23
combatants in including 2 carriers, 1 escort carrier and heavy cruiser
and 67 merchant ships of 357,715 tons and damaged 41 ships of 321,428 tons
losing 111 submarines in the Pacific.45
In August 1943, the German submarine U-178 entered Japanese
submarine base at Penang, Malaya, to be stationed there. Japanese navy
welcomed German submarines as a counterbalance against British offensive
in the Indian Ocean. The German navy committed in total 57 U-boats (four
come out twice, and U-181 three times), excluding the cargo boats. 35 boats
were lost in action and another 6 boats interned by Japan. However, 151
Allied ships of 892,111 tons were sunk in the Indian Ocean between October
1942 to the end of the war. 51 U-boats excluding the cargo boats, 6 percent
of the 863 U-boats that made war patrols in World War Two, accounted 7.1
percent of the total Allied tonnage lost to U-boats in the war. These figures
were higher than those in the Atlantic and in the Mediterranean.46 Therefore,
the Japanese accomplishment in the Indian Ocean had almost the same success
ratio than that of the German submarines in the Indian Ocean. From these
figures it may be said that Japanese and German submarine operations in
the Indian Ocean were successfully held tactically, but not strategically.
The U-boats made no attempt to support Rommel's effort during the days
of his greatest successes by interdicting at the Suez Canal the Allied
logistics effort in the Indian Ocean. The commander of the German submarine
Fleet, Admiral Doenitz, was unwilling to dispatch submarines to the Far
East and preferred to concentrate to the Mediterranean, as the German navy
did not have the long-range submarines needed to deploy to the Far East,
and as the operations in the Atlantic were still conducted successfully.
For evaluating German U-boat operations deals with an examination of Doenitz'
application of his “Tonnage warfare” theory in which total Allied tonnage
sunk was more important than interdicting specofoc supply lines.
GermanーJapanese Exchanges through the Indian Ocean
In the early stage of the war, the main line of communication between the Axis Powers was via the Trans-Siberian Railway or by blockade-runners. But, after the Operation Barbarossa, the continental line was cut and there remained only the blockade-runners. From April of 1941 to May of 1942, 16 blockade-runners left for Europe and 14 of them arrived, by these ships Germany could receive 75,000 gross tons of rubber and food. But from August of 1942 to April of 1943, among 15 ships only 4 runners could return, it decreased only to 29,600 gross tons in that period. 47 Thus, in the spring of 1943, German raider and blockade-runner operations had to halt. After that German navy stepped in to demand that U-boats take over the supply missions from the Far East. Their planned deployment pattern was to visit Penang and Singapore after a standard war patrol in the Indian Ocean. At these visits they would be repaired, overhauled, refreshed and then would conduct another war patrol back to Germany with a cargo of some 150 tons of high priority raw materials. However, while ten specially designed transport submarines, or six Italian transport submarines were sent into the Indian Ocean, none were to return home.
The Japanese navy also dispatched five submarines to Europe
to receive Germany technology and to exchange personnel. Four arrived in
Europe, but only two reached as far as Singapore and one as far as Japan.
All these submarines had Japanese and German technicians on board, German's
newest weapons and blueprints.
Japanese submarines for Europe48
Sub. Non Dept. Kure Arr.Lorient Dep.Lorient Lost(Place) or Returned Japan
(Code Name) (or Brest) (or Brest) (Place)
I-30(Kirschblute) 17.04.42 05.08.42 22.08.42 13.10.42(Lost:China Sea)
I-8(Flieder) 01.06.43 21.08.42 05.10.43 Arrived Kure,21.12.43
I-34(Tanne) 13.09.43 13.11.43(Lost:off Penang)
I-29(Kiefer) 05.11.43 11.03.44 16.04.44 26.07.44(Lost:Formosa)
I-52(Fohre) 21.03.44 24.06.44(Lost:Asores)
By way of this inter-submarine transportation, in total
72 Japanese were able to reach Germany, while twenty-two Japanese, eight
German officers and technicians and one German submarine(U-511) were able
to come to Japan. But, the exchange of strategical materials between Japan
and Germany did not go smoothly. Germany depended more on Japan for its
rubber from South-East Asia. However, Japan wanted to maintain control
on strategical materials within her “Greater East Asian Co-prosperity
Sphere” and did not allow direct contact in these regions. Japanese support
for blockade-runners was halfhearted, as long as the Axis offensive in
the war was succeeding. This egoistic attitude of both countries can be
clearly seen in the Axis Military Agreement of January 1942. The only concrete
concordance in this agreement was the use of the 70th Degree of Eastern
Longitude to mark the boundary line between the German and Italian area
of operations and the Japanese area of operations. But, there arose strong
opposition from both countries, as the Japanese delegation was instructed
from Tokyo to insist on this line for the future sphere of Japanese control.
The German Chief of Military-Economic and Armaments also opposed the line,
but because it passed through important mineral ore-producing areas in
western Asia and part of the Soviet Union. The Reich Foreign Ministry also
opposed the fact that British India would be within the Japanese sphere
of control.49
Japan also considered Germany as a potential supplier of
technical know-how and equipment. Hitler recognized this, and in a directive
on 5 March 1941, ordered that “it is essential that Japan's war fighting
capabilities be increased by all means available. To this end, the high
command of the three services are to meet Japanese requests for information
about war and battlefield experiences as well as for assistance in military-economic
and technical matters in a comprehensive and generous fashion”. 50 But,
because of the obsession with victory, the transfer of manufacturing licenses
was difficult, and Hitler's directive did little to solve the problem.
Not only German patent-holders, but also German navy was passive in this
direction. For example, in 1941, Admiral Erich Raeder, Commander of the
German navy, emphasized the protection of German technical know-how of
German industries and he dispatched the following directive : “The conclusion
of the Three Power Pact as such does not bind us in any way to reciprocal
gestures. The measure of response to Japan, which thinks it can demand
that Germany sell its birth-right under the motto of it being“essential
for the fufilment of the Three Power Pact, is solely dependent on the state
of military-political interests at any given time” 51.
Whether paid by the Japanese or compensated by the German
government, the German patent-holders continued to refuse giving important
technical and manufactual information to the Japanese. Some German companies
feared that the Japanese companies could use the technology to compete
more effectively after the war, infringing on Germany's markets. 52 As
these examples show, the failure to achieve co-operation was mainly due
to mutual national egotism, mutual jealousies, mutual distrust, mutual
over-estimation of military capability, and mutual fascination with victory.53
Closing
We may say that the submarine campaign in the Indian
Ocean was successfully conducted. But the Indian Ocean operations came
to an end without bringing about any success in the war, mostly because
of differences in national interests between Japan and Germany, differences
of strategic goals between the Japanese navy and army, and differences
between the German navy and army. The Imperial Japanese Army saw China
as its primary enemy and was also dreaming about German victory against
the Soviet Union. While the German navy fought in the Atlantic, using submarines
to break enemy supply lines, the Imperial Japanese Navy fought massive
naval battles in the Pacific, lacking of the most effective use of submarines
forces.
Inspite of the devotion to the country, as the Indian Ocean
submarine war was ended misconceived, misdirected, after the war there
remained memories among the submariners who participated in the war and
who were tried as B-class war criminals for their brutal behavior in the
Indian Ocean, because of machine-gunning of survivors clinging to lifeboats
and rafts. On the 30th of August 1945, after the war ended, Captain Tatsunosuke
Ariizumi, the commanding officer of the I-401, a 3500 tons class submarine
capable of carrying three aircraft, who accomplished a sixty-four day round
trip to Europe, shot himself upon entering Yokosuka, for fear of being
charged as a war criminal for the massacre of unarmed merchant seaman,
the Dutch merchant ship Tjisalak and the American armored cruiser SS Jean
Nicolet.54
Not only commanding officers but also petty officers were convicted
of war crimes and spent up to twenty years in Sugamo-prison. At the war
criminal court, the accused commanders testified about these actions that
they were acting under military orders. Vice Admiral Hisahi Ichioka, Commander
of the No.8 Submarine Flotilla, who served twenty years term of imprisonment,
testfied that he was definitely asked by Vice Admiral Yu Nakazawa, the
Chief of Naval General Staff for Operations, to murder the survivors, while
Admiral Nakazawa's defense counsel insisted that this was at the request
of the German navy. But, there is no proven fact concerning this request.55.